| The attorneys at Kumar, Prabhu, Patel & Banerjee, LLC counsel public and private companies, as well as officers, directors, and investors, in matters regarding securities transactions, compliance and corporate governance. We are outside corporate counsel to numerous privately held companies. We work together with these clients to provide solutions which make sense, given their goals and resources. While we have the sophistication to successfully implement complex transactions, we never lose touch of the personal aspects of our client service. We strive to provide exceptional and responsive service to all of our clients. |
Attorney Parth Munshi has served as the primary disclosure and corporate governance attorney for two Fortune 500, NYSE-listed, companies and also advised on M&A transactions. We represent clients in a wide range of industries, with a particular focus on growth companies in the telecommunications, software, internet, electronic commerce, technology, and financial institutions industries.
Kumar, Prabhu, Patel & Banerjee’s Securities & Corporate Governance practice provides a complete range of related legal services, including representation of:
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Public companies in connection with their ongoing SEC filings and compliance |
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Public companies in connection with their ongoing compliance with Sarbanes-Oxley and the requirements of the NYSE, NASDAQ and AMEX |
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Directors and committees seeking advice on meeting their fiduciary duties, corporate governance initiatives, conducting investigations, negotiating related party transactions, and addressing derivative claims |
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Businesses seeking to raise capital by means of private offerings, and Rule 144A debt offerings |
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Publicly and privately held businesses in the areas of corporate governance, transaction planning, and risk management |
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Privately held businesses considering M&A transactions |
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Officers, directors and large shareholders in connection with share acquisitions, dispositions and hedging transactions |
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Investment funds in connection with fund formation and capital raising |
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| Private Offerings |
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Advising business owners on structuring the company and the offering |
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Negotiating with investment bankers, venture capitalists, angel investors, and other financing sources (including term sheets, letters of intent) |
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Drafting offering circular and related documents |
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Advising on compliance with state and federal securities laws |
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| Securities Compliance |
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Periodic Reporting Obligations (10Ks, 10Qs, 8Ks, etc.) |
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National Exchange Regulations (NASDAQ, AMEX, etc.) |
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| Private Equity Funds / Investment Advisors |
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Formation of Funds |
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Investment Advisors Act Compliance |
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| Contact Us |
If you have questions regarding Securities and Corporate Governance issues, call us for one-on-one creative, individualized legal solutions. Kumar, Prabhu, Patel & Banerjee's Securities and Corporate Governance practice attorneys:
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